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Toward Pre-Deployment Assurance for Enterprise AI Agents: Ontology-Grounded Simulation and Trust Certification

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arXiv:2606.04037v1 Announce Type: new Abstract: Pre-deployment verification of enterprise artificial intelligence (AI) agents remains a critical gap between large language model (LLM) capability benchmarking and production deployment. Post-deployment monitoring, human-in-the-loop controls, and prompt-level guardrails offer limited assurance once an agent is operating in production. We propose an ontology-grounded verification framework combining three components: an Agent Operational Envelope fo

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    Computer Science > Artificial Intelligence [Submitted on 2 Jun 2026] Toward Pre-Deployment Assurance for Enterprise AI Agents: Ontology-Grounded Simulation and Trust Certification Thanh Luong Tuan, Abhijit Sanyal Pre-deployment verification of enterprise artificial intelligence (AI) agents remains a critical gap between large language model (LLM) capability benchmarking and production deployment. Post-deployment monitoring, human-in-the-loop controls, and prompt-level guardrails offer limited assurance once an agent is operating in production. We propose an ontology-grounded verification framework combining three components: an Agent Operational Envelope formalizing the certification space across permissions, domain constraints, safety properties, governance rules, and autonomy levels; an ontology-to-scenario generation pipeline that derives regulatory, operational, and adversarial test scenarios automatically; and a Trust Certificate carrying a machine-verifiable attestation with graduated deployment verdicts (Approved, Conditional, Rejected). A controlled pilot across four regulated industries (Fintech, Banking, Insurance, and Healthcare), instantiated as five industry-by-regulatory-regime cells across the United States and Vietnam, generated 1,800 scenarios evaluated against 125 primary-source regulatory requirements and 25 injected faults. Ontology-grounded generation (G4) achieved 48.3% regulatory coverage versus 33.1% for the persona-based baseline (corrected p = .0006) and the highest domain specificity (4.77/5.0; p = 2e-6). The coverage advantage over baseline and retrieval-augmented prompting was not robust after Bonferroni correction. Cross-validation across three LLM families (Claude Sonnet 4, Qwen 2.5 72B, Gemma 4 26B; 5,400 total scenarios) replicated the persona-versus-ontology pattern. The results establish ontology-grounded scenario generation as a credible complement to persona-based test suites for regulatory-intensive domains. Comments: 26 pages, 3 figures. Companion to arXiv:2604.00555 Subjects: Artificial Intelligence (cs.AI); Machine Learning (cs.LG); Software Engineering (cs.SE) ACM classes: I.2.0; D.2.4 Cite as: arXiv:2606.04037 [cs.AI]   (or arXiv:2606.04037v1 [cs.AI] for this version)   https://doi.org/10.48550/arXiv.2606.04037 Focus to learn more Submission history From: Thanh Luong Tuan [view email] [v1] Tue, 2 Jun 2026 02:37:11 UTC (62 KB) Access Paper: HTML (experimental) view license Current browse context: cs.AI < prev   |   next > new | recent | 2026-06 Change to browse by: cs cs.LG cs.SE References & Citations NASA ADS Google Scholar Semantic Scholar Export BibTeX Citation Bookmark Bibliographic Tools Bibliographic and Citation Tools Bibliographic Explorer Toggle Bibliographic Explorer (What is the Explorer?) Connected Papers Toggle Connected Papers (What is Connected Papers?) Litmaps Toggle Litmaps (What is Litmaps?) scite.ai Toggle scite Smart Citations (What are Smart Citations?) Code, Data, Media Demos Related Papers About arXivLabs Which authors of this paper are endorsers? | Disable MathJax (What is MathJax?)
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    arXiv AI
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    ◬ AI & Machine Learning
    Published
    Jun 04, 2026
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    Jun 04, 2026
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